Daily safeguarding verification for UK and EU e-money institutions.

    Built for Authorised and Small EMIs operating under EMR 2011, PS25/12, and EMD2.

    Relevant funds calculation

    Daily relevant funds calculation · variance within band

    Outstanding e-money

    EMR 2011 reg 20

    Matched

    Unallocated receipts

    PS25/12

    Matched

    PS25/12 compliance controls. Verified continuously.

    Five core safeguarding requirements, monitored and evidenced continuously.

    Daily safeguarding reconciliations

    CASS 10A

    Internal and external reconciliations at least once each business day across bank statements, firm ledgers, and customer liabilities.

    FCA notification requirements

    CASS 10A

    Automated detection and notification for records out of date, inability to reconcile, unresolved discrepancies, and material funding differences.

    Acknowledgement letters

    EMR Reg 21

    Track letters from every safeguarding bank: signed date, expiry, renewal alerts.

    Monthly safeguarding return

    SUP 16.14A

    The new monthly FCA return on safeguarding arrangements: auto-populated from live platform data.

    Annual audit readiness

    SUP 3A

    Full audit lifecycle with evidence pack compiled continuously. Firms below the £100,000 relevant funds threshold are out of scope.

    Resolution pack

    CASS 15

    Maintain the records that support timely return of relevant funds in the event of insolvency.

    AI RECONCILIATION ENGINE

    AI-powered safeguarding reconciliation.

    The AI engine reads your live reconciliation data and applies the correct regulatory framework automatically. Five structured actions, auto-match, explain exceptions, detect anomalies, generate board narratives, draft remediation plans.

    CASS 15EMR 2011 Reg. 21SUP 16.14AEMD Art. 10

    Auto-match with confidence scoring

    Fuzzy-matches client liabilities against safeguarded balances: with confidence scores on every pair

    Exception analysis with citations

    Root cause analysis for every unmatched item, citing the correct regulation

    Board-ready narratives from live data

    Institutional-grade reconciliation summaries generated from your current position

    Exception investigation queue

    Wallet top-up, EUR 22,322

    EX-1188

    Card acquirer settled after the segregation cut-off, segregates D+1

    Cause proposed

    Agent collection, EUR 6,110

    EX-1186

    Agent remittance file received late, funds identified on the bank feed

    Cause proposed

    Core verification capabilities. Purpose-built for EMIs.

    Real-time liability calculation, coverage ratio monitoring, and D+1 segregation timing, verified every business day.

    Liability calculation and coverage monitoring

    Unified daily position across customer liabilities, safeguarded balances, and reconciliation status, with coverage ratio tracked continuously.

    E-money float reconciliation

    Coverage

    99.91%

    Consumer wallets · GBP

    Matched

    88,412,006

    Business wallets · EUR

    Part matched

    24,118,440

    Threshold breach detection and escalation

    Configurable coverage ratio thresholds, predictive shortfall analysis, and automated escalation workflows with a full breach timeline.

    Case BR-3181

    Coverage at detection

    99.91%

    Shortfall

    EUR 22,322

    1. 06:08

      Run detected issued e-money above the safeguarded balance

    2. 06:15

      Cause proposed, top-up settled after the segregation cut-off

    Safeguarding timing: D+1 verified

    Every fund receipt and segregation event is timestamped, with segregation by the close of the following business day verified automatically.

    Regulatory return pipeline

    FSA056

    94/96 fields

    EMR reg. 21

    38/38 fields

    Regulatory reporting and policy infrastructure

    Auto-populated FCA returns, AI-drafted safeguarding policies, and D+1 timing verification, every output backed by immutable evidence.

    Regulatory returns: auto-populated

    SUP 16.14A, FSA056, FSA057, and FIN060a auto-populated from live platform data.

    Policy library

    Store safeguarding policies with version control and review date tracking. Alerts where a policy is due for review.

    Operating Model

    What changes operationally

    • Relevant funds are recalculated as the ledger moves, so the D+1 segregation position is known before the deadline rather than after it.
    • Each variance is logged with its cause, its remediation and its approver, so the safeguarding audit trail is built as work happens.
    • Returns, board reporting and audit evidence are generated from the same reconciliation record, so the numbers reconcile to each other.

    AI COPILOT

    Ask questions. Get answers from live data.

    Ask questions about your compliance position in plain English. Generate audit-ready reports and board narratives from live data.

    Safeheld AI

    E-money Institutions Demo

    Request a E-money Institutions demo.

    A 30-minute working session. We map your current setup against E-money Institutions obligations and show you what Safeheld would automate.

    Connect

    Bank, ledger and processor data in one model

    Reconcile

    Liabilities against the funds that protect them

    Resolve

    Shortfalls and breaks routed for investigation

    Prove

    An auditable evidence trail behind every run

    Get Started

    Request a demo

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    The system of record for client funds and reserves